Aussie regulator extends date for financial adviser registration
To allow Asic to assist industry with requirements
To allow Asic to assist industry with requirements
They will have an additional six months to sign up to the regulator’s portal
Penalty ‘sends a strong message to financial services licensees to properly monitor’ authorised representatives
For allegedly misleading customers and failing to provide promised benefits for three decades
Firm commits to court enforceable undertaking to fix governance and risk management deficiencies