News
Analysis: Asia’s advisers called to arms
Winners of International Adviser’s Best Practice Adviser Awards in Asia have called on their peers, product providers and regulators in Hong Kong and Singapore to help drive positive change within the industry.
Glimmer of hope for US expats on citizen-based taxation
The US Republican party is reportedly looking to eliminate requirements for citizens abroad to pay taxes both overseas and in the US, according to UK newspaper the Financial Times.
SEC clears path to US research post-Mifid
The Securities and Exchange Commission (SEC) has announced that UK investment firms will be able to temporarily access research from the US post-Mifid II.
PEOPLE MOVES: Lombard Odier, Tilney, Rathbones
Lombard Odier makes two strategic appoints to its Germany and Austria team, Tilney names a business development manager and Rathbones pulls its new equity analyst from Fidelity International.
Best Practice | news 27 Oct 17
DB pension transfer complaint redress guidelines updated
The way in which firms calculate redress for complaints about defined benefit (DB) pension transfer advice was updated by the Financial Conduct Authority on Friday.