UK Adviser
United Kingdom | 19 Dec 14
Govt proposes FCA enforcement overhaul
The Government has proposed a revamp of the FCA’s enforcement process to deter wrongdoers and to protect both consumers and the UK markets.
Collective effort Asset Brewin Dolphin
In the 11 years that Ben Gutteridge has worked at Brewin Dolphin, the UK-headquartered discretionary wealth manager with a Jersey office, has nearly doubled its assets under management, from £17bn to around £30bn.
United Kingdom | 18 Dec 14
Jailed IFA banned from industry
A financial adviser who was sentenced to four years imprisonment after he conned elderly clients out of £130,000 has been banned from the industry for life.
Tax & Regulation | 16 Dec 14
RDR is working says FCA
The FCA has said there is little evidence to suggest the Retail Distribution Review (RDR) has caused any major decline in the availability of financial advice, and has in fact had a positive impact overall.
United Kingdom | 15 Dec 14
Capital Platform alternative investment proposit
Capital Platform International, has unveiled a new proposition to increase the ease and efficiency of investing in alternative products.