SMCR
How will covid-19 affect SMCR compliance?
Many financial services organisations still stuck in the Dark Ages when it comes to people management
UK regulators eye SMCR coronavirus relief
To give more time to firms struggling with the pandemic
Persistently poor DB pension transfer advice vexes FCA
As letter to advisers re-emphasises the watchdog’s expectations
SMCR burden to hit solo-regulated advice firms hardest
As freeze on FCA register updates means they will likely need to self-report their status
Best Practice | 13 May 19
Industry trade body unveils regulation seminars
Free sessions will give investment managers and financial advisers an opportunity to learn anywhere