SFC
Hong Kong regulator tightens client asset protection rules
Some intermediaries and authorised institutions were not complying with the code of conduct
Hong Kong regulator bans ex-Goldman Sachs man for life
In connection ‘with his crimes’ relating to Malaysia’s beleaguered sovereign wealth fund 1MDB
Hong Kong signs fund distribution agreement with Luxembourg
The MoU expands the Hong Kong regulator’s mutual recognition of funds network to five
HK court orders boiler room fraudsters to reimburse investors
Some 14 investors fell victim to scams by three unlicensed financial services firms
E Fund makes latest product push in Hong Kong
The Securities and Futures Commission approved 10 mutual fund products in December for retail sale