SFC
Hong Kong regulator fines Fidelity and Adamas
SFC slaps asset managers with penalties for breaching regulations
Swiss bank fined HK$400m for overcharging on fees
Some 5,000 client accounts in its Hong Kong wealth arm were affected
Hong Kong regulator fines HSBC $2.1m
Private banking arm failed to record over 5,800 client order instruction calls
PEOPLE MOVES: Schroders PW, Pictet WM, AIA Malaysia
Advice joint venture poaches from Hargreaves Lansdown while wealth manager names CEO for Asia
Hong Kong regulator bans former UBS director for life
He was previously convicted of accepting illegal commission payments