SFC
Hong Kong regulator restricts asset manager
It had concerns about the firm’s fitness and propriety
Allfunds receives Hong Kong licences
It has been expanding investment advisory capabilities in Asia
Hong Kong regulator raises concerns about illiquid assets
It now places responsibility with intermediaries to put in place sound risk governance structures
Hong Kong regulator fines Fidelity and Adamas
SFC slaps asset managers with penalties for breaching regulations
Swiss bank fined HK$400m for overcharging on fees
Some 5,000 client accounts in its Hong Kong wealth arm were affected