SFC
CPYI to repurchase HK$9.6m of Lehman minibonds
CPYI is to repurchase Lehman Brothers-backed structured products worth HK$9.6m from investors.
Merrill Lynch fined $3m by Hong Kong regulator
The SFC in Hong Kong has reprimanded and fined Merrill Lynch $3m for systems failings.
SFC looking at business trusts, IPO sponsor liability: Reuters
Hong Kong’s SFC is looking into the types of business trusts it will allow, Reuters is reporting.
HSBC Trinkaus fined $3m and banned from advising on structured products for two years by HK regulat
A private bank owned by HSBC has been fined and banned from advising on certain structured notes.
SFC continues crackdown on unregulated advisers
The Eastern Magistracy of Hong Kong has fined an advisory firm and its director.