SFC
SFC rolls out latest phase of disclosure regime
The Securities and Futures Commission has launched the latest phase of its disclosure regime.
SFC issues arrest warrant for lawyer
An arrest warrant has been issued for a lawyer working in Hong Kong.
Citigroup reportedly under SFC investigation
Citigroup is reportedly being investigated by HKs SFC after one of its advisers fled to India.
SFC fines Sun Hung Kai Investment Services HK$4.5m
SHKIS reprimanded for failings related to sale of HK$10.5m of Lehman Brothers equity-linked notes.
HK watchdogs expose poor IFA sales practices
Weaknesses in IFA selling practices revealed in mystery shopping exercise in Hong Kong.