SFC
Hong Kongs SFC introduces new rules for synthetic ETFs
The SFC has introduced new measures to enhance the level investor protection around ETFs.
Hong Kong’s SFC names interim CEO
Alexa Lam apointed interim chief executive officer at the Securities and Futures Commission.
HK regulator publishes ‘explanation’ of adviser regs
Hong Kong’s SFC today unveiled two papers explaining how it regulates and supervises intermediaries.
SFC alleges insider trading at CITIC Pacific
The SFC has started criminal proceedings against a former senior executive of CITIC Pacific Limited.
SFC concludes insider trading action
Hong Kongs Securities and Futures Commission has concluded proceedings against Steve Luk Ka Cheung.