SFC
mng investments receives hk license
M&G Investments, a subsidiary of UK’s Prudential, has received a license from Hong Kong’s capital market regulator to expand its marketing activities to professional investors.
Open ended fund structure planned for Hong Kong
The Hong Kong government has announced measures to boost the development of the local asset management industry.
former ing asia employee life ban
Hong Kong’s Securities and Futures Commission has banned a former employee of ING Asia Private Bank from re-entering the industry for life.
former hsbc employee banned for deceiving
The Securities and Futures Commission has banned a former HSBC relationship manager from re-entering the industry for life.
sfc reminds firms on compliance norms
Hong Kong’s Securities and Futures Commission has reminded all licensed firms to ensure compliance with regulations of both local and other jurisdictions while conducting cross-border business activities.