SFC
Hong Kong advisers suffer regulatory headache
Announcements from two Hong Kong regulatory bodies could make the already challenging IFA market even more confusing and difficult to navigate in 2016.
Financial advisers to be open to damages claims in Hong Kong
Financial intermediaries in Hong Kong will be liable for client damages claims if it is found that they have sold or recommended a financial product that is not reasonably suitable.
Hong Kong brokerage fined $4m over investment sales failures
The Asia arm of Okasan International has been fined $4m after failing to ensure investment products were suitable for clients.
Zurich launches ‘radically changed’ HK savings plan
Zurich International Life has become the latest company to launch a new regular premium savings product in Hong Kong, following the introduction of the GN15 regulations on 1 January this year.
Investment | 28 Oct 15
New Capital unveils four UCITS funds for Hong Kong investors
London-based investment house New Capital has launched four Dublin-domiciled UCITS funds to be sold to investors in Hong Kong.