SEC
Tax & Regulation | 21 Sep 12
sec golden new era for financial planning
In another move to raise the bar in financial planning, the Securities and Futures Commission chairman Eddy Fong has highlighted that the soon-to-be launched investor education centre will have a wide remit and how it signifies the “start of a new era in investor education for Hong Kong.”
the sfc begins criminal proceedings against
The Securities and Futures Commission has begun criminal proceedings against Pacific Sun Advisors and its director Andrew Pieter Mantel.
Tax & Regulation | 7 Dec 11
sec mas target china based insider traders
Americas Securities and Exchange Commission and the Monetary Authority of Singapore have taken punitive action against several China-based insider traders.