regulation
Regulation | 15 May 24
Three charged over losing £8m of pension savings in high risk trading
The defendants will appear before Westminster Magistrates’ Court on 7 June 2024
Regulation | 15 May 24
LTA abolition is ‘a blot’ on pensions landscape say pension experts
Raft of issues caused by poor implementation of legislation to abolish the LTA
Dubai FSA sees 25% surge in licensing to reach 791 firms over the last year
More than 40 domestic fund registration applications were received during the year
London Capital & Finance auditors PWC and EY fined over £4m each for ‘serious breaches’
LCF went into administration on 30 January 2019, owing about £237m to 11,625 individual bondholders
Investment | 7 May 24
Ex-CEO of Shard Capital Partners fined and banned by FCA
The decision following two separate instances of providing incorrect information about clients’ cash