regulation
Financial planning | 29 May 24
UK SIPP operator Intelligent Money enters administration
It has entered administration following an upheld complaint regarding some of the investments it allowed within its SIPPs
Regulation | 28 May 24
Banking fraudster jailed over fake applications for loans and pensions
He uploaded ‘selfie’ pics which, in conjunction with stolen customer personal data seized, enabled him to bypass online verification
Retirement | 24 May 24
FCA bans two over ‘acting without integrity’ on pension investments
It has also fined them £311,762 and £47,600 respectively
Best Practice | 17 May 24
Industry reacts as UAE approves decision that aims to regulate cold calling
Specific guidelines include setting penalties for violations
Advice firm shut down after promoting fund warned against in UK, New Zealand, US
The company also claimed to run an industry-leading education academy