regulation
Best Practice | 21 Feb 24
How to meet financial regulation in the letter and the spirit of the law
Suitability regulations should be more than a box-ticking exercise, writes Oxford Risk’s Greg Davies
Tax & Regulation | 21 Feb 24
FCA’s Sheldon Mills issues fresh Consumer Duty warning
Mills’ speech given at an event hosted by KPMG
Morningstar: There’s no finish line in sight for Consumer Duty
The race for Consumer Duty has only just begun, writes Morningstar’s Steve Owen
Tax & Regulation | 15 Feb 24
FCA asks advice firms to provide Consumer Duty update
20 of the largest firms contacted regarding ongoing fees