regulation
AllianzGI gets approval for wholly foreign-owned funds unit in China
In 2019, Allianz got approval from the Chinese regulator to establish the first ever foreign wholly owned insurance holding company in mainland China
MAS bans ex-Prudential Assurance Company Singapore rep for eight years over ‘dishonest conduct’
He misappropriated a total sum of S$117,160.94 entrusted to him by his client
Macquarie Bank to pay $10m over unauthorised third party fee transactions
Macquarie enabled its customers to give financial advisers, stockbrokers and accountants different levels of authority to transact on their accounts
Regulation | 11 Apr 24
FCA issues warning notice against Neil Woodford and WIM over liquidity failings
The warning notices given to Woodford and WIM are not the FCA’s final decisions
Best Practice | 10 Apr 24
Singapore regulator and Mastercard sign MoU to combat ‘acute’ cyber threats
Measures will include joint analysis of the latest cyber threats impacting the financial services sector