Prudential
PEOPLE MOVES: Brewin Dolphin, Praemium, BMO GAM
CEO change at UK wealth firm, while international platform makes C-suite promotion
Prudential US fined $1m over inaccurate retirement plans
It sent incomplete information to clients which limited their investment choices
SMCR burden to hit solo-regulated advice firms hardest
As freeze on FCA register updates means they will likely need to self-report their status
PEOPLE MOVES: Kleinwort Hambros, ANZ, QB Partners
Wealth manager makes six hires, while Australian firm names Hong Kong CEO
Is Prudential’s new advice partnership a case of Déjà vu?
Life insurer gives advisers chance to ‘build their own business’