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Is the FCA set for an advice suitability crackdown?
Thematic review into the implementation of regulations could be on the cards
Is AuM the best way for advice firms to segment clients?
Increasing regulatory requirements have made the process seem like a ‘daunting task’
More than 25% of advisers now actively review client segments
As 3-in-10 say Mifid II cost and charge statements have brought more confusion
Rise of ‘blended’ advice charges expected in 2020
And ‘off to the naughty step’ for those not complying with Prod
Best Practice | 11 Dec 19
Investment manager creates Prod toolkit for advisers
They still need to work on their ‘to-do’ list as compliance is proving hard