Pershing
Tax & Regulation | 10 Jun 14
fca issues far-reaching client money changes
The UK’s Financial Conduct Authority has signalled a sharper regulatory focus on holding client money with the publication of its policy statement today, and the prospect of other jurisdictions following suit.
pershing takes offices in jersey names rothwell
Pershing has taken offices in Liberation Station in St Helier, Jersey, and named Michael Rothwell to head the operation as country manager.
Pershing unveils Jersey office
Pershing expects to open its Jersey office before the end of 2011, subject to regulatory approval.
AES, Pershing and Præmium going live this month with new platforms
Three platforms are going live this month, as more advisers and their international clients use them