Introducers
Conflict of interest sees judge in introducer case step down
Defendants had already petitioned for him to be replaced due to fairness and impartiality concerns
Illegal pension introducers lose in court
At least 2,000 people parted with £91.8m of their retirement savings
Introducers in the UK regulator’s crosshairs
Four firms and four individuals investigated over pension transfers
Pension bosses banned for 34 years
Cold-calling introducers encouraged clients to transfer £57m – mainly into storage unit investments
Best Practice | 3 Nov 17
Be careful who you do business with, advisers warned
Failure by advisers and other financial services firms to carry out thorough due diligence on introducers and appointed representatives could put customers at risk of financial harm, the Financial Conduct Authority has warned.