Hong Kong
China’s banks seek Hong Kong wealth management operations
Mid-tier Chinese banks plan to expand wealth management activities in Hong Kong to serve mainland high net worth individuals (HNWIs), industry players said.
Lombard International granted Hong Kong brokerage licence
Luxembourg and Philadelphia-headquartered Lombard International has received approval for a brokerage licence for its Hong Kong subsidiary, Lombard International Brokers.
Best Practice | 22 Jun 16
Intermediary misconduct tops HK regulator investigations
The Hong Kong Securities and Futures Commission (SFC) investigated 226 intermediaries for misconduct in 2015/16, up from 187 the previous year.
Feifa partners with Hong Kong’s Legacy
The Federation of European IFAs has entered into a new partnership with Hong Kong-based Legacy Trust Company.
Schroders and State Street fined by Hong Kong regulator
Schroder Investment Management (Hong Kong) and State Street Global Advisors have been fined by Hong Kong’s Securities and Futures Commission (SFC) for two separate regulatory breaches.