Hong Kong
Hong Kong SFC bans ex-UBS associate director for life
His criminal convictions led the SFC to consider him not a fit and proper person to be licensed or registered to carry on regulated activities
Where are the opportunities and challenges for the APAC wealth management sector?
As demand for wealth management services in the region increases
61% of Hong Kong investors increasingly using DPM services
As investors have a higher risk appetite
Should advice firms in Hong Kong and Singapore adopt a fee-based model?
One big issue is that the markets are ‘fragmented’
59% of Hongkongers and Singaporeans believe their financial needs are ‘complex’
‘Cultivating a financial mindset at an early age is a powerful investment in the future’