FSMA

Companies | 1 May 20

But retail investment and pension companies received relatively few

Companies | 1 Apr 20

And stopped even more through informal discussions with firms

Companies | 9 Oct 19

Watchdog says victims being contacted via telephone and receiving ‘tempting offers’

Best Practice | 19 Jun 17

Firms that need to change their regulatory permissions to comply with Mifid II must act now, the UK’s Financial Conduct Authority has warned.