Fine

Companies | 27 Jan 21

President and COO, and CFO have also been hit with penalties

Companies | 18 Jan 21

As it prevents 12 financial advice companies from phoenixing

Companies | 21 Dec 20

It ‘carried out a regulated activity without permission’ and gave a ‘false statement’, says regulator

Companies | 10 Dec 20

It has paid redress of around £2.7m to 41 customers impacted by the switch to Sipps

Asia | 23 Nov 20

Products mis-selling, breaches of business conduct rules and serious impropriety most investigated