Fine
Gam International Management handed £9.1m fine
And ex-bond manager receives a £230,037 penalty
UK advice firm fined for breach of cold calling ban
It instigated over 107,000 unsolicited marketing calls about pension schemes
Westpac agrees to pay A$113m penalty
After regulator alleges the bank charged advice fees to over 11,000 deceased customers
Isle of Man trust company fined
With three directors deemed not to be ‘fit and proper’
Dubai regulator fines former financial services firm director
He has appealed the decision and the case will go to a tribunal