Fine
Investment firm fined £1.9m over ‘closet tracker’ funds
UK regulator said situation revealed ‘serious weaknesses’ in the company’s systems and controls
How to pay pension annual allowance tax charges
As penalties collected by HMRC for 2017/18 skyrocket to £812m
Dubai regulator referred to Financial Markets Tribunal
Ex-chairman of liquidated wealth management advisory firm disputes its findings against him
South African regulator fines financial advice firm ZAR100m
After it blames ‘black swan’ event for one of its funds dropping 66% in less than a week
Prudential hit with nearly £24m FCA fine
Company says it is ‘deeply sorry’ for failures relating to non-advised annuities sales