Fine
Dubai regulator fines defunct wealth firm nearly $250,000
After it was suspended for, among other things, illegally promoting an unregulated foreign fund
Hong Kong regulator fines Fidelity and Adamas
SFC slaps asset managers with penalties for breaching regulations
HMRC collects £9m in penalties for early Lifetime Isa access
Exit charge is ‘trying to drive the right behaviours’ but damages the brand of the savings vehicle
Westpac fined A$9.15m over poor financial advice
Federal Court of Australia said former adviser breached best interest duties
Convicted eco-investment fraudsters ordered to repay £20m
The ‘carefully-planned and complex attack on the tax system’ spanned from London to Dubai