Fine
FCA fines advice firm £898K and bans pair over British Steel pension transfers
Firm operated a contingent charging model
FCA bans adviser for failures in advice given to BSPS members
With the FSCS paying out over £8.4m in compensation to customers
FCA fines nearly triple in a year
While US regulator raked in record $6.4bn in penalties
Investment manager fined and banned in Qatar
After he ‘provided misleading information’ to the regulator
SEC fines ex-Blackrock manager for conflict of interest
Randy Robertson has been handed a $250,000 penalty for failing to disclose ties to a film distribution company