FCA
Investment | 18 Feb 25
FCA fines trader Mako £1.6m for systems and controls failures
The case included receiving payment from a UAE-based third party without doing due diligence
Tax & Regulation | 14 Feb 25
FCA charges independent financial adviser with multiple crimes
She will appear at Portsmouth Magistrates Court on 17 April 2025
Experts react to House of Lords rebuke on FCA ‘naming and shaming’
The report ‘will put further pressure’ on the FCA
Tax & Regulation | 4 Feb 25
FCA confiscates over £500,000 from convicted insider dealer
Between 2014 and December 2017, he had worked as an analyst at Goldman Sachs International
Investment | 31 Jan 25
FCA secures £5.9m confiscation order against convicted fraudster
The fraudulent investment scheme took £19m from over 240 investors