FCA
Wealth firm that issued mini-bonds enters administration
Around 40 clients invested roughly £4m in the absolute return forex bond
Emergency asset retention rules hit British Steel advice firms
To ensure they don’t weasel out of paying compensation to victims
Best Practice | 22 Apr 22
FCA to make listed companies disclose board and C-suite diversity
‘Targets alone seldom achieve much; corporate culture change is required’
Asset disposal ban for British Steel advice firm
Following letter from regulator warning companies to keep adequate financial resources
Best Practice | 20 Apr 22
SJP rolls out tools to help vulnerable clients
‘Increasing regulatory pressure’ has made it more important advisers have access to resources