FCA

Companies | 4 Apr 22

UK advice firm loses permissions

Founder was banned following child grooming conviction

Companies | 31 Mar 22

FCA: British Steel IFAs must not deplete financial resources

‘Dear CEO’ letter follows plans to set up compensation scheme for victims

Companies | 31 Mar 22

£71.2m plan to compensate British Steel Pension Scheme victims

343 advice firms will need to fork out a combined £9m to assess transfer suitability

Companies | 30 Mar 22

Gam fined £9m for conflicts of interest involving Greensill

Sacked bond manager received £22,000 worth of gifts and entertainment

Companies | 30 Mar 22

Advice firm loses high court challenge against FOS decisions

It ‘failed in its primary duty to properly advise on the suitability’ of pension transfers, Ombudsman says