FCA
20% of advisers ‘in the dark’ about FCA Consumer Duty
Some don’t even believe ‘it will add any value to consumer outcomes’
Hartley Pensions names CEO
Just two months after receiving a ‘no new business’ restriction from the FCA
Wealth firm that issued mini-bonds enters administration
Around 40 clients invested roughly £4m in the absolute return forex bond
Emergency asset retention rules hit British Steel advice firms
To ensure they don’t weasel out of paying compensation to victims
Best Practice | 22 Apr 22
FCA to make listed companies disclose board and C-suite diversity
‘Targets alone seldom achieve much; corporate culture change is required’