FCA
PEOPLE MOVES: FCA, Gam, Nucleus
Regulator hires director of international, as asset manager names CFO
FCA bolsters supervision of appointed representatives
Many principal firms ‘do not adequately oversee’ their activities
Victims of bad pension transfer advice to receive more compensation
Proposed changes in calculation will apply to British Steel members as well
FCA mulls broadening retail access to long-term asset funds
Certain investors would need to show they understand the risks and redemption periods before investing
FCA tightens grip on promotion of high-risk investments
Watchdog will act if product marketing is ‘unclear, unfair or misleading’