FCA
Hartley Pensions director slammed over ‘inaccurate’ letter
FCA says communication ‘may have caused customers concerns’
Best Practice | 23 Nov 22
PFS creates Consumer Duty guide for advisers
To help IFAs understand the FCA’s expectations for the incoming regulation
FSCS on the hunt for clients of two unregulated investment firms
To explore whether compensation could be deemed valid under its rules
Best Practice | 17 Nov 22
Most advisers rely on portfolio performance to evidence value
This fails to measure the planning and emotional support that clients get from IFAs
Consumer Duty needed to restore ‘failing public confidence’
FCA chief executive wants the regulation to help bring down FSCS levy and number of FOS complaints