FCA
FCA begins targeted review of appointed representatives
It is writing to principal firms requesting mandatory information about their ARs
FCA takes hard line on rogue financial promotions
Additional measures aim to clamp down on illegal, unfair or misleading marketing
‘Woeful’ British Steel IFA company fined £2.4m
It provided unsuitable pension transfer advice to both BSPS and other DB members
FCA wants pension providers to boost consumer engagement
As it sets out standards to make sure savers can access ‘value for money products’
FCA to unveil £5,000 fee for financial promotion applications
Following amendment to prohibit firms undertaking marketing on behalf of unauthorised businesses