FCA
Alternatives | 29 Jun 23
FCA widens retail investors and pensions access to LTAFs
UK regulator is seeking views on whether the FSCS protections should be available for Long Term Asset Funds
Another IFA banned from providing advice on pension transfers
FCA has also prohibited him from holding any senior management function in a regulated firm
IFA banned from providing advice on pension transfers
He has also been forced to pay £106,100
Best Practice | 20 Jun 23
1,300 firms sent survey by FCA on retirement income advice
Regulator hopes that findings provide an indication of how companies are implementing the Consumer Duty
FCA to restrict movement of Odey AM assets
Following several funds suspending trading