FCA
Five ways Consumer Duty will impact advisers and investment managers
Adviser community has always ‘adapted to new ways of working’
FSCS investigating Portuguese advice firm with links to Sipp providers
Lifeboat scheme also announced two companies have failed
Young Brits think more long-term about dating than investing
FCA wants investors to ‘re-think their approach’ to the financial markets
Two brothers convicted for taking £750,000 out of failed investment firm
They ‘masqueraded’ as an authorised company to ‘defraud consumers’
FCA praised for opening direct bond access to retail investors
This follows the regulator publishing an engagement paper on non-equity securities