FCA
UK wealth manager hit with regulatory restrictions
They came into effect on 16 August 2023
Two UK-based firms fail
With the FSCS receiving claims related to investment and secured bonds
Calls for judicial review into FCA as investment trust sector faces extinction
Cost disclosure regulation has been called ‘illegal and irrational’ amid an ’emergency situation’ for investment companies
Quilter rolls out client communications guide for advisers
Consumer Duty is clear about how providers should be supporting customers in their decision-making process
UK-based financial advice firm fails
Lifeboat scheme has received five claims related to pension transfers and Sipps