FCA
Two UK IFA firms fail
With the FSCS receiving claims related to pension advice transfers for both
Five potential impacts of Consumer Duty
NextWealth predicts what will happen after the FCA’s regulation is implemented
Man charged with fraud over £1.3m unauthorised investment scheme
He will appear at Southwark Crown Court on 15 August 2023 for a plea and trial preparation hearing
UK-based adviser loses regulatory permissions
After he failed to file returns to the FCA
FCA tightens online financial promotions guidance
Increasing scrutiny of financial influencers on social media