FCA
Scammers target ex-clients of two firms over pension transfers
Offering them help for an upfront fee
UK regulator rejects 30 robo-advice applications
A quarter of those seeking to roll out digital tools to market
Is the FCA too late to act on phoenixing?
Calls for more scrutiny of advisers setting up firms when they have existing licences
UK regulator probes 125 advisory firms on suitability
Focusing on clients receiving advice on income in retirement
Best Practice | 6 Mar 20
Technology is not a one-and-done solution for advisers
And spending millions on due diligence in terms of time and resources is ‘frankly ridiculous’