FCA
FCA fines Cypriot contract for differences firm over unauthorised advice
The regulator previously took action in 2020 to stop four Cypriot investment firms from continuing to offer high risk CFDs to UK investors
Investment | 31 Jul 24
FCA restricts wealth manager amid some client fees exceeding 65% of portfolio value
The firm had also transferred £1.3m from its bank account throughout the FCA’s ongoing enquiries
Investment | 26 Jul 24
FCA mulls new public offer platform for capital raising amid other UK market changes
There are also new rules giving asset managers greater freedom in how they pay for investment research
Regulation | 25 Jul 24
UK High Court green lights plan to return WealthTek client money, assets
The FCA highlighted that all clients should remain alert to the possibility of fraud
Investment | 15 Jul 24
FCA bans ex-investment adviser over unauthorised investment sales
He was ordered by the High Court to pay to the FCA £1,207,050 for losses to investors