ESMA
Tax & Regulation | 25 Jul 12
esma publishes etf guidelines
The European Securities and Markets Authority (ESMA) has today published guidelines on ETFs and Ucits issues in a bid to address risks associated with these types of funds.
Tax & Regulation | 6 Jul 12
ESMA highlights adviser final MiFID guidelines
The European Securities and Markets Authority (ESMA) has today highlighted failings in adviser practice as it publishes two final sets of guidelines under the Markets in Financial Instruments Directive (MiFID), covering suitability of investment advice and compliance matters.
Investment | 30 Jan 12
regulator casts net wider than etfs
The European Securities and Markets Authority has published its long-awaited consultation paper on ETFs, extending proposals to all Ucits vehicles engaging in ETF-like practices.
People Moves | 8 Nov 11
martin wheatley elected to esma management board
The European Securities and Markets Authority has elected Martin Wheatley, a senior figure at the UKs Financial Services Authority, to its management board.
Alternatives | 27 Sep 11
ima warns aifmd could create fortress around Europe
The UKs Investment Management Association has warned the ESMA that the advice it gives to the European Commission on how implement the AIFMD must be workable.