DFM
UK financial planning firm launches DFM arm
In collaboration with Vanguard and Redington
11% rise in discretionary MPS assets
Consumer Duty has sparked ‘confusion about who is a co-manufacturer of the investment proposition’
UK regulator opens criminal investigation into DFM owner
To assess potential offences of fraud and money laundering
UK regulator issues warning to three DFM senior managers
FCA says they were allegedly involved in a ‘coordinated arrangement’ which led to ‘customers suffering financially’
Jersey investment manager sets up UK operation
Firm hires a former Quilter Cheviot executive director to run the business