DB
Quilter subsidiary escapes fine over DB pension transfer advice
Following an investigation by the UK financial watchdog
FCA concerned about pension transfer referrals from overseas advisers
Watchdog will consider an enforcement investigation where it suspects ‘serious misconduct’
Best Practice | 7 Mar 23
FCA warns two IFAs over ‘flawed’ DB pension advice
Duo reportedly failed to undertake due diligence on an unauthorised introducer