Ban
Investment firm directors banned after £9m US property scam
With 244 investors owed approximately £11m
UK financial adviser banned for life
After he was convicted of stealing £2.1m in client funds
UK regulator bans marketing of speculative mini-bonds
As London Capital & Finance victims see move as the FCA ‘admitting we were mis-sold’
Singapore regulator bans four advisers over misconduct
Three insurance agents and a bank employee misappropriated client funds
Pension advert misled clients on financial advice
Website claimed to compare best deals and to be able to ‘increase pension by 40%’