Ban

Illustration depicting an illuminated neon sign with a fines concept.

Companies | 5 May 20

Guernsey regulator fines wealth company directors £60,000

Company was promoting and advising clients on structured notes which was outside its licence

Companies | 3 Apr 20

Director duo banned for 29 years

After conning investors out of £9.5m

Companies | 1 Apr 20

Adviser banned after clients lose £7m from their pensions

He invested £8.3m in an unregulated overseas company without telling them

Asia | 19 Mar 20

Singapore regulator bans six advisers

For between six and 12 years after they cheated clients out of their money

Companies | 10 Mar 20

Investment firm director banned for 11 years after £4m gift

Business received at least £3.3m worth of loans and funds from retail investors