Ban
Temporary mini-bond marketing ban to be made permanent
FCA demanded firms stop advertising to retail clients following growing concerns and failures
South Africa regulator bans investment firm directors
After the watchdog withdrew the company’s licence over breach of suitability requirements
Credit card fraudster financial adviser banned
He is currently serving a three-and-a-half-year jail term
Dubai watchdog fines two firms and three directors
But they will contest the prohibition orders and penalties at a tribunal
Singapore adviser duo sent to prison
They teamed up with a local chiropractor to cheat their firm