DFSA decision upheld over ex-Deutsche Bank compliance head
Tribunal found she ‘recklessly misled’ the Dubai regulator about details of the bank’s wealth arm
Tribunal found she ‘recklessly misled’ the Dubai regulator about details of the bank’s wealth arm
As London Capital & Finance victims see move as the FCA ‘admitting we were mis-sold’
But UK regulator issued a public notice regarding his actions
And pushed advisers to promote its portfolios to DB pension transfer and Sipp clients
C-level changes at the South African financial services firm