PEOPLE MOVES: FCA, Willis Towers Watson, ATC Tax
UK regulator looks to Hong Kong for CEO, as advice firm names head of investments
UK regulator looks to Hong Kong for CEO, as advice firm names head of investments
It provided physical cash to its clients and breached anti-money laundering rules
He carried out client transactions without approval and ‘engaged in misleading and deceptive conduct’
Action group says it’s ‘bad news’ but it will use the decision as strong political leverage
After it was suspended for, among other things, illegally promoting an unregulated foreign fund