PEOPLE MOVES: SJP, Isle of Man Financial Services Authority, Gam
UK wealth manager hires establishment commercial director, as regulator names interim CEO
Search Results for: Isle of Man financial services authority
Dubai FSA imposes $100k fine over unauthorised financial promotions in DIFC
The DFSA said it ‘will not hesitate to act against firms that mislead the public about their regulatory status or location’
DFSA fines OCS International Finance Limited over ‘mismanaged’ $46m of client funds
The Dubai Financial Services Authority also imposed a fine on the CEO of OCS
Partner Content: Top private client lawyer James Quarmby to speak at Isle of Man event
The evening will feature in-depth discussions on the implications of the new Labour government
UK financial firms to get ‘more auditor challenges’ following FCA investigations
The auditor failed to identify and report 25 breaches of the CASS rules by two regulated firms