PEOPLE MOVES: SJP, Isle of Man Financial Services Authority, Gam
UK wealth manager hires establishment commercial director, as regulator names interim CEO
UK wealth manager hires establishment commercial director, as regulator names interim CEO
The Dubai Financial Services Authority also imposed a fine on the CEO of OCS
The evening will feature in-depth discussions on the implications of the new Labour government
The auditor failed to identify and report 25 breaches of the CASS rules by two regulated firms
The aim is to assist firms with their forward planning, particularly in relation to compliance matters