One thought on “Guardian Wealth hit with $1m fine by Qatar regulator”

  • I hope they had adequate PI insurance….. Guardian was fine in Hong Kong by the insurance regulator in December 2013 for “failure to maintain the professional indemnity insurance at the required limit”. It was fined again 2014 and 2016 [different offences] and was expelled by the regulator in September 2017.

    Could the days of light touch regulation be behind us in the Middle East/Asia? Will local and expatriate investors be better protected by the local regulators? I hope so.

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